FSMA Consumenten Waarschuwingen en persberichten Waarschuwingen en persberichten

Waarschuwingen en persberichten

Op één april 2011 veranderde de naam van de Commissie voor het Bank-, Financie- en Assurantiewezen (CBFA)  in  Autoriteit voor Financiële Diensten en Markten als gevolg van haar aangepast opdrachtenpakket.  Alle beslissingen die de CBFA voorheen in het kader van haar toenmalige bevoegdheden heeft genomen blijven rechtsgeldig.



Overname- of uitkoopaanbiedingen

  • Kennisgevingen

     
24-04-2012 Transics International NV  
10-01-2012  Centea   
02-09-2011  Omega Pharma   
17-06-2011  Antwerps Beroepskrediet (ABK)   
15-04-2011 Antwerps Beroepskrediet (ABK)  

  • Bevel tot lancering van een overnamebod

     


Waarschuwingen in het kader van de informatieverplichtingen
     
03-05-2012  BSB International, De Rouck Geomatics, Settlements en STS Group   
31-05-2011 Think Media  
 
Schorsingen van een notering
     
25-04-2012  Persbericht over de heropening van de notering van Catala Papeteries NPV   
24-04-2012  Persbericht over de heropening van de notering van Transics International  
23-04-2012 Persbericht over de schorsing van de notering van Transics International  
29-03-2012  Persbericht over de heropening van de notering van Thrombogenics  
28-03-2012  Persbericht over de schorsing van de notering van Thrombogenics  
27-03-2012  Persbericht over de heropening van de notering van Polygone  
23-03-2012 Persbericht over de heropening van de notering van Ageas  
23-03-2012 Persbericht over de schorsing van de notering van Ageas  
22-03-2012  Persbericht over de heropening van de notering van Softimat   
21-03-2012  Persbericht over de schorsing van de notering van Softimat  
15-03-2012  Persbericht over de heropening van de notering van Alfacam   
15-03-2012  Persbericht over de schorsing van de notering van Alfacam   
22-02-2012  Persbericht over de schorsing van de notering van Catala   
01-02-2012  Persbericht over de schorsing van de notering van Polygone International SA   
09-01-2012 Persbericht over de schorsing van de notering van Ion Beam Applications  
05-01-2012  Persbericht over de heropening van de notering van Westland Shopping Center  
02-01-2012  Persbericht over de schorsing van de notering van Westland Shopping Center   
20-12-2011  Persbericht over de schorsing van de notering van Dexia   
07-12-2011 Persbericht over de heropening van de notering van De Rouck Geomatics  
02-12-2011 Persbericht over de heropening van de notering van WDP  
01-12-2011  Persbericht over de schorsing van de notering van WDP  
21-11-2011  Persbericht over de schorsing van de notering van Galapagos   
16-11-2011  Persbericht over de schorsing van de notering van De Rouck Geomatics   
27-10-2011  Persbericht over de heropening van de notering van Dexia   
27-10-2011  Persbericht over de schorsing van de notering van Dexia  
10-10-2011  Persbericht over de heropening van de notering van Dexia   
06-10-2011  Persbericht over de schorsing van de notering van Dexia   
06-10-2011 Persbericht over de schorsing van de notering van Pinguin Lutosa  
02-09-2011  Persbericht over de heropening van de notering van Omega Pharma  
02-09-2011  Persbericht over de schorsing van de notering van Omega Pharma  
26-08-2011 Persbericht over de heropening van de notering van Iris  
25-08-2011  Persbericht over de schorsing van de notering van Iris   
25-08-2011  Persbericht over de heropening van de notering van Softimat   
25-08-2011 Persbericht over de schorsing van de notering van Softimat  
29-07-2011  Persbericht over de heropening van de notering van Telenet Group   
28-07-2011  Persbericht over de schorsing van de notering van Telenet Group  
30-06-2011  Persbericht over de schorsing van de notering van Rentabiliweb   
01-06-2011  Persbericht over de heropening van de notering van Tigenix   
31-05-2011  Persbericht over de schorsing van de notering van Tigenix  
27-05-2011  Persbericht over de heropening van de notering van Dexia  
27-05-2011 Persbericht over de schorsing van de notering van Dexia  
06-04-2011 Persbericht over de heropening van de notering van MDXHealth  
05-04-2011 Persbericht over de schorsing van de notering van MDXHealth   

Waarschuwingen in het kader van het onregelmatig beroep op het spaarwezen

  • Waarschuwingen van de Autoriteit voor Financiële Diensten en Markten
     
24-04-2012  Micron Associates   
08-03-2012  Helm Capital   
24-02-2012 ATM Capial - Focus Point Capital   
21-02-2012  Goldwater Global Management - Belgian Financial Services Agency - Belgian Commodities and Futures Exchange   
17-02-2012  Lakepointe Capital Advisors, Browell Limited and IRS Clearing Consultancy   
16-02-2012  Universal Liberty Express Bank   
07-02-2012  Franz Watermann AG   
03-02-2012  Di-La et Thalia Assurances/Nicolas Daramelas   
31-01-2012 Werner Group International  
13-12-2011  Provideo Financial   
09-12-2011  Longwood Trading   
16-11-2011  UFX Bank   
10-11-2011  Berg Commodities   
28-10-2011  Song Centea Financieringen   
21-10-2011  MB Transfert Ltd / MB Transfer   
18-10-2011  Bower Best Consultants  
18-10-2011  Alternative Investments Advisors   
04-10-2011  Venture Partners Group & Cooper Green   
04-10-2011  Vantagepro Asset Management   
27-09-2011  Bradley Associates   
26-09-2011  Mélice Stock Market  
05-08-2011  De heer Charles Lefevre en Koncept Marketing   
13-07-2011  Moretti Associates and Lantau International   
01-07-2011  Financial Services Regulatory Authority of Belgium   
01-07-2011  FG Solutions International   
28-06-2011  BvB Development SA   
24-06-2011  Trafalgar International   
14-06-2011  Guardian Creative Tax Planners en Guardian International Ltd.   
14-06-2011  Adaptis Group - Insurance Broker & Finance SPRL   
10-06-2011  Prestige Property Portfolio   
20-05-2011 Landen Options and Futures  
  • Waarschuwingen van buitenlandse autoriteiten, lid van ESMA-Pol

     
14-05-2012 Crossbridge Partners - Warning from Finansinspektionen (Sweden)  
10-05-2012 Robinson and Schroder - Warning from the Financial Services Authority (United Kingdom)  
10-05-2012 Avalon Consultants Ltd. - Warning from the Financial Services Authority (United Kingdom)  
09-05-2012 Greenwood Capital Advisors - Warning from the Financial Services Authority (United Kingdom)   
09-05-2012 Quest Financial (Clone of FSA authorised firms) - Warning from the Financial Services Authority (United Kingdom)  
09-05-2012  Russell Acquisition Group - Warning from Finansinspektionen (Sweden)  
09-05-2012 Peter Daly (Clone of FSA approved individual) - Warning from the Financial Services Authority (United Kingdom)  
08-05-2012 AW Associates - Warning from the Financial Services Authority (United Kingdom)  
08-05-2012 Stockholm Savings & Loan Ek. för. - Warning from Finansinspektionen (Sweden)  
08-05-2012 Royal Savings & Loan Ekonomisk förening - Warning from Finansinspektionen (Sweden)  
08-05-2012 Harris & James Company Ltd. - Warning from Finansinspektionen (Sweden)  
08-05-2012 Sumitomo Global - Warning from Finanstilsynet (Norway)  
03-05-2012  Atlas Consultancy - Warning from the Financial Services Authority (United Kingdom)  
03-05-2012 Otis KPO, LLC (USA), Hannover & Rothchild Consultancy (USA), Russell Merger Group (Japan), Eldridge Financial (Switzerland) and The Pinnacle Group (UK & Germany) - Warning from the Central Bank of Ireland (Ireland)  
02-05-2012 Cantor Index /Cantor UK (Clone of FSA authorised firm) - Warning from the Financial Services Authority (United Kingdom)  
02-05-2012 Bradley King M & A - Warning from Finansinspektionen (Sweden)  
02-05-2012  Campbell Merger Solutions - Warning from the Financial Services Authority (United Kingdom)  
02-05-2012 Square Mile Financial (Clone of previously FSA registered firm) - Warning from the Financial Services Authority (United Kingdom)  
01-05-2012 ESPA Financial (Clone of previously FSA EEA authorised firm) - Warning from the Financial Services Authority (United Kingdom)  
01-05-2012 Kingfisher Eguities - Warning from the Financial Services Authority (United Kingdom)  
30-04-2012 Servicios Eurobroker 2011, S.L. - Filiberto Juan Plaza - Warning from the Comisión Nacional del Mercado de Valores (Spain)  
30-04-2012 Mercatrading Inversiones - Warning from the Comisión Nacional del Mercado de Valores (Spain)  
30-04-2012 AG-Forextrade.com - Warning from the Comisión Nacional del Mercado de Valores (Spain)  
30-04-2012 Pagani Wealth Management - Warning from the Financial Services Authority (United Kingdom)  
27-04-2012 Direct Brokers Invest / DB Invest / Direct Brokers Investments (Clone of former FSA registered firm) - Warning from the Financial Services Authority (United Kingdom)  
27-04-2012 Trilogy Investment Funds plc - Warning from the Financial Services Authority (United Kingdom)  
26-04-2012 Plus 500 UK - (Attempt to clone FSA authorised firm's name and details) - Warning from the Financial Services Authority (United Kingdom)  
25-04-2012 Knightsbridge Advisors - Warning from Finansinspektionen (Sweden)  
24-04-2012 Pelican Trading Group - Warning from Finanstilsynet (Norway)  
24-04-2012 IMG Asset Management - Warning from the Financial Services Authority (United Kingdom)  
23-04-2012 Intax Kikia, S.L. and Francisco Samper Gómez - Warning from the Comisión Nacional del Mercado de Valores (Spain)  
20-04-2012 BRM International - Warning from the Financial Services Authority (United Kingdom)  
20-04-2012 Welbeck Associates (Clone of FSA registered firm) - Warning from the Financial Services Authority (United Kingdom)  
19-04-2012 Platform Group Legal Services, PGLS - Warning from Finansinspektionen (Sweden)  
19-04-2012 Classicus AG - Warning from Austria's Financial Market Authority (Austria)  
18-04-2012 Hexagon Financial (Clone of FSA registered firm) - Warning from the Financial Services Authority (United Kingdom)  
18-04-2012 Spencer and Richardson Financial - Warning from Finansinspektionen (Sweden)   
18-04-2012 Pelican Trading Group - Warning from Finansinspektionen (Sweden)  
16-04-2012 Grupo Financiero Orión, S.L., Ingestra Capital, S.L. and S-Trade Inversiones - Warning from the Comisión Nacional del Mercado de Valores (Spain)  
13-04-2012  Smith and Lockhart Associates - Warning from the Financial Services Authority (United Kingdom)  
13-04-2012 ACM Gold - Warning from the Securities Market Agency (Slovenia)  
13-04-2012 Pierce Morgan Trust Management LLC - Warning from Finanstilsynet (Norway)  
13-04-2012 Securities Trading Board - Warning from Finanstilsynet (Norway)  
12-04-2012 Global Investment Partners (Clone of FSA EEA authorised firm) - Warning from the Financial Services Authority (United Kingdom)  
12-04-2012 BMC Investment Group - Warning from Finansinspektionen (Sweden)  
12-04-2012 Tarlin Investment Management - Warning from the Securities Market Agency (Slovenia)  
11-04-2012 Allianz Global Investors (Clone of FSA authorised firm) - Warning from the Financial Services Authority (United Kingdom)  
10-04-2012 Windsor Brokers (Clone of FSA EEA authorised firm) - Warning from the Financial Services Authority (United Kingdom)  
10-04-2012 William & Brown Management Group - Warning from the Financial Services Authority (United Kingdom)  
05-04-2012 Carlson Group Consultancy - ­Warning from the Financial Services Authority (United Kingdom)  
05-04-2012 Ernest Weiss Securities - Warning from the Financial Services Authority (United Kingdom)  
05-04-2012 Blackstone Royalty Corporation - Warning from the Financial Services Authority (United Kingdom)  
04-04-2012 Samuel Matthew and John Williams of ING Investment Management (Clone of FSA authorised firm) - Warning from the Financial Services Authority (United Kingdom)  
04-04-2012 Alpha Fund Management (Clone of FSA authorised firm) - Warning from the Financial Services Authority (United Kingdom)  
04-04-2012 Heritage Investment Management - Warning from Finansinspektionen (Sweden)  
03-04-2012 Franklin Rankin LLC - Warning from Finansinspektionen (Sweden)  
03-04-2012 Walton Johnson & Co Corporate Services (USA), Davidson Capital Partners (USA), Quadrant Mergers & Acquisitions (Japan) and Pratt International KPO, LLC (USA) - Warning from the Central Bank of Ireland (Ireland)  
03-04-2012 Momentum Securities (Clone of FSA authorised firm) - Warning from the Financial Services Authority (United Kingdom)  
02-04-2012 Johnson McQuade Acquisitions Corp. - Warning from Finansinspektionen (Sweden)  
30-03-2012 Santiago Mergers and Acquisitions - Warning from the Financial Services Authority (United Kingdom)  
30-03-2012 Accredited Global Services Group (AGSG) (Clone of UK company) - Warning from the Financial Services Authority (United Kingdom)  
28-03-2012 Micron Associates - Warning from Finanstilsynet (Norway)  
27-03-2012 Ashford Financial Group - Warning from the Financial Services Authority (United Kingdom)  
24-03-2012 R J Haynes & Associates - Warning from Austria's Financial Market Authority (Austria)  
24-03-2012 Keizai Group - Warning from Austria's Financial Market Authority (Austria)  
23-03-2012 First Swiss - Warning from the Financial Services Authority (United Kingdom)  
23-03-2012 Crawford Capital Partners - Warning from the Financial Services Authority (United Kingdom)  
23-03-2012 Mullen and Cheecks Consulting Group - Warning from the Financial Services Authority (United Kingdom)  
22-03-2012 Murray Merger Group - Warning from Finansinspektionen (Sweden)  
22-03-2012 United Advisory Partners - Warning from Finansinspektionen (Sweden)  
22-03-2012 Parker & Masters LLC - Warning from Finansinspektionen (Sweden)  
21-03-2012 WorldSpreads Limited - Warning from the Autorité des marchés financiers and the Autorité de contrôle prudentiel (France)  
21-03-2012 Hadley Richards - Warning from Austria's Financial Market Authority (Austria)  
21-03-2012 Pearce & Clarke - Warning from the Financial Services Authority (United Kingdom)  
20-03-2012 Frandistrans Group - Warning from the Comisión Nacional del Mercado de Valores (Spain)  
19-03-2012 Brady & Bell Acquisition Ltd - Warning from Finansinspektionen (Sweden)  
19-03-2012 Massaki, Lane & Associates - Warning from Finansinspektionen (Sweden)  
15-03-2012 Michael John Hammond (Clone of FSA approved individual) - Warning from the Financial Services Authority (United Kingdom)  
15-03-2012 Lefroy Hudson - Warning from Finansinspektionen (Sweden)  
15-03-2012 Richmond Grant Security & Transfer Inc. - Warning from Finansinspektionen (Sweden)  
15-03-2012 MTC Global Financial Services Group / MTC Global Group - Warning from Finansinspektionen (Sweden)  
14-03-2012 Aifa Global Market - Warning from the Financial Services Authority (United Kingdom)  
14-03-2012 Sumitomo Global - Warning from The Danish Financial Supervisory Authority (Denmark)  
14-03-2012 Cruse & Associates - Warning from Finanstilsynet (Norway)  
14-03-2012 Monarch Wealth Consultants (Japan) and Global World Mergers and Acquisitions (Hong Kong) - Warning from the Central Bank of Ireland (Ireland)  
13-02-2012 Sunline Transfer Agents - Warning from the Financial Services Authority (United Kingdom)  
13-03-2012 UST Financial Services Corp. - Warning from Finansinspektionen (Sweden)  
12-03-2012 Lif Asesores, S.L. - Warning from the Comisión Nacional del Mercado de Valores (Spain)  
12-03-2012 Wellington Management Portfolios (Clone of FSA authorised firm) - Warning from the Financial Services Authority (United Kingdom)  
12-03-2012 Stateside Capital, LLC - Warning from Finansinspektionen (Sweden)  
09-03-2012 Northern Capital (Clone of EEA authorised firm and UK registered firm) - Warning from the Financial Services Authority (United Kingdom)  
09-03-2012 Harrison-Stoltz & Associates - Warning from the Financial Services Authority (United Kingdom)  
07-03-2012 Thompson Associates - Warning from the Financial Services Authority (United Kingdom)  
07-03-2012 Knowlton Group - Warning from the Financial Services Authority (United Kingdom)  
07-03-2012 KPR Associates - Warning from Finansinspektionen (Sweden)  
07-03-2012 Regent & Langley Consulting Group - Warning from the Financial Services Authority (United Kingdom)  
06-03-2012 Elliott & Laurence Consultancy Group (USA) - Warning from the Central Bank of Ireland (Ireland)  
06-03-2012 The Bradford Group - Warning from the Financial Services Authority (United Kingdom)  
06-03-2012 Micron Associates - Warning from The Danish Financial Supervisory Authority (Denmark)  
05-03-2012 Abel Myers Consulting - Warning from the Financial Services Authority (United Kingdom)  
05-03-2012 Jones Capital - Warning from the Financial Services Authority (United Kingdom)  
05-03-2012 R J Haynes & Associates - Warning from Finansinspektionen (Sweden)  
01-03-2012 Mont-Bec Asset Management - Warning from the Financial Services Authority (United Kingdom)  
01-03-2012  EVV Group - Warning from the Financial Services Authority (United Kingdom)   
28-02-2012  Abacus Financial Management (Clone of FSA authorised Firm) - Warning from the Financial Services Authority (United Kingdom)   
27-02-2012  Swiss Financial Service - Warning from the Financial Services Authority (United Kingdom)   
27-02-2012  Quadrant Mergers & Acquisitions - Warning from the Financial Services Authority (United Kingdom)   
27-02-2012  MC Trading - Warning from the Financial Services Authority (United Kingdom)   
22-02-2012  Greenwyn M&A (Greenwyn) - Warning from the Financial Services Authority (United Kingdom)   
22-02-2012  International Financial Trading Commission - Warning from the Financial Services Authority (United Kingdom)  
22-02-2012  Turner Financial Inc - Warning from the Financial Services Authority (United Kingdom)   
22-02-2012 Master Life Securities (Clone of FSA EEA authorised firm) - Warning from the Financial Services Authority (United Kingdom)  
20-02-2012  Grupo Financiero Orión, S.L., Ingestra Capital, S.L., S-Trade Inversiones - Warning from the Comisión Nacional del Mercado de Valores (Spain)   
20-02-2012  Financial Investment Group Spain, S.L. - Warning from the Comisión Nacional del Mercado de Valores (Spain)   
17-02-2012  HadleyRichards - Warning from Finanstilsynet (Norway)   
17-02-2012  The Pinnacle Group - Warning from the Financial Services Authority (United Kingdom)   
16-02-2012  Elliott and Laurence consultancy group - Warning from the Financial Services Authority (United Kingdom)   
15-02-2012 MetCap Securities - Warning from the Financial Services Authority (United Kingdom)  
15-02-2012 Paramount Financial Group - Warning from Finanstilsynet (Norway)  
15-02-2012 Harvard Alliance - Warning from the Financial Services Authority (United Kingdom)  
13-02-2012 Prime Solutions, Inc - Warning from the Financial Services Authority (United Kingdom)  
11-02-2012 LCB (London City Broker) International, Inc. - Warning from Austria's Financial Market Authority (Austria)  
11-02-2012 Grand Financial Management - Warning from Austria's Financial Market Authority (Austria)  
10-02-2012 Goldman and Lyle Consulting Group - Warning from the Financial Services Authority (United Kingdom)  
10-02-2012 Mount Rock Capital (Clone of FSA authorised firm) - Warning from the Financial Services Authority (United Kingdom)  
09-02-2012 Pierce Morgan Capital Management LLC - Warning from the Financial Services Authority (United Kingdom)  
09-02-2012 Bond Asset Management (may also use the name of Bond Asset Management Advisers) - Warning from the Financial Services Authority (United Kingdom)  
09-02-2012 Isaac Capital Management - Warning from the Financial Services Authority (United Kingdom)  
09-02-2012 Credible Solutions Inc. - Warning from Finansinspektionen (Sweden)  
08-02-2012 Frandistrans Group - Warning from the Financial Services Authority (United Kingdom)  
08-02-2012 Ferrell & Associates - Warning from the Financial Services Authority (United Kingdom)  
08-02-2012 Whitestone Financial Planning/WS Financial Planning (Clone of FSA former appointed representative) - Warning from the Financial Services Authority (United Kingdom)  
08-02-2012 Centrade Management Corp. - Warning from Finansinspektionen (Sweden)  
08-02-2012 Pierce Morgan Capital Management - Warning from Finansinspektionen (Sweden)  
08-02-2012 Swiss Financial Services Inc. - Warning from Finansinspektionen (Sweden)  
08-02-2012 Stern Fisher Edwards Corp. - Warning from Finansinspektionen (Sweden)  
08-02-2012 Platinum Account Group - Warning from The Danish Financial Supervisory Authority (Denmark)  
08-02-2012 Platinum Account Group - Warning from Finanstilsynet (Norway)  
03-02-2012 Tate and Carver Consultancy Group - Warning from the Financial Services Authority (United Kingdom)  
02-02-2012 Asian Capital Group - Warning from the Financial Services Authority (United Kingdom)  
02-02-2012      Wellington Management - Warning from the Financial Services Authority (United Kingdom)   
02-02-2012  Pacific Alliance Mergers & Acquisitions Limited - Warning from the Financial Services Authority (United Kingdom)   
31-01-2012  LUX Investment Group - Warning from Austria's Financial Market Authority (Austria)  
31-01-2012  MMM-2011 - Warning from Bank of Lithuania   
31-01-2012  Blackstone Royalty Corporation - Warning from Finansinspektionen (Sweden)  
30-01-2012  Welborn Capital LLC - Warning from the Financial Services Authority (United Kingdom)   
30-01-2012  Hammond Global Solutions LLC - Warning from the Financial Services Authority (United Kingdom)   
26-01-2012  Bellview Financial - Warning from the Financial Services Authority (United Kingdom)   
26-01-2012  Mathews Merger Management - Warning from the Financial Services Authority (United Kingdom)   
25-01-2012  West Mill Associates - Warning from the Financial Services Authority (United Kingdom)  
25-01-2012 Global Equities Capital Markets - Warning from the Financial Services Authority (United Kingdom)  
24-01-2012  Reliance Asset Management Ltd and Tamagawagakuen -  Warning from the Financial Services Authority (United Kingdom)  
24-01-2012 IBG & Associates - Warning from the Financial Services Authority (United Kingdom)  
24-01-2012 Manhattan Corporate Transfers - Warning from the Financial Services Authority (United Kingdom)  
23-01-2012 Alvaro Gombau Asesores Empresariales, S.L. - Warning from the Comisión Nacional del Mercado de Valores (Spain)  
23-01-2012 Lima Resource Partners Inc - Warning from the Financial Services Authority (United Kingdom)  
23-01-2012 Cantata Equity Management, LLC - Warning from the Financial Services Authority (United Kingdom)  
20-01-2012  Winchester Consultancy Group (USA) and Salmon & Taste Consulting Group (USA) - Warning from the Central Bank of Ireland   
20-01-2012 Synergy Capital, LLC - Warning from the Financial Services Authority (United Kingdom)  
19-01-2012  Edward Jones Group - Warning from the Financial Services Authority (United Kingdom)  
19-01-2012 Swiss & Global Asset Management - Warning from the Financial Services Authority (United Kingdom)  
19-01-2012 Bingham Consulting Group - Warning from the Financial Services Authority (United Kingdom)  
18-01-2012 Mizuho Holdings Headquarters - Warning from Austria's Financial Market Authority (Austria)  
18-01-2012 FIMB International Remittance Bank - Warning from Finansinspektionen (Sweden)  
18-01-2012 Eldridge Financial - Warning from Finansinspektionen (Sweden)  
18-01-2012 B Cooke Ltd - Warning from Finansinspektionen (Sweden)  
18-01-2012 Carbon Wealth Advisors - Warning from Finansinspektionen (Sweden)  
18-01-2012 Kent Capital Ltd - Warning from the Financial Services Authority (United Kingdom)  
17-01-2012 Lux Investment Group - Warning from Commission de Surveillance du Secteur Financier (Luxembourg)  
17-01-2012 Global Analytical Solutions - Warning from the Financial Services Authority (United Kingdom)  
16-01-2012 East Fund Management - Warning from the Financial Services Authority (United Kingdom)  
16-01-2012 Sustainable Investments and Marco Christen/Thomas Friedli - Warning from the Comisión Nacional del Mercado de Valores (Spain)  
14-01-2012 Kayabas Headquarters - Warning from Austria's Financial Market Authority (Austria)  
13-01-2012  Equinox Ventures Corporation - Warning from Finansinspektionen (Sweden)  
13-01-2012 ALAFX Markets Limited - Warning from the Cyprus Securities and Exchange Commission (Cyprus)  
12-01-2012 New Dynamic Group - Warning from the Financial Services Authority (United Kingdom)  
12-01-2012 Weinberg Equity Management - Warning from the Financial Services Authority (United Kingdom)  
11-01-2012 Giga Invest - Warning from the Financial Services Authority (United Kingdom)  
11-01-2012 Litmus Capital Management Group - Warning from the Financial Services Authority (United Kingdom)  
06-01-2012 Fenton Power International - Warning from the Portuguese Securities Market Commission (Portugal)  
06-01-2012 Royal Alliance (UK) Group - Warning from the Portuguese Securities Market Commission (Portugal)  
06-01-2012 Salamon and Tate Consulting - Warning from the Financial Services Authority (United Kingdom)  
05-01-2012 The Clayton Group - Warning from the Financial Services Authority (United Kingdom)  
04-01-2012 Winchester Consultancy Group - Warning from the Financial Services Authority (United Kingdom)  
04-01-2012 Connors Thompson Reed - Warning from the Financial Services Authority (United Kingdom)  
03-01-2012 Opes Capital Inc - Warning from the Financial Services Authority (United Kingdom)  
03-01-2012 Capitol Acquisition Management Inc. - Warning from the Financial Services Authority (United Kingdom)  
30-12-2011 Westin International Inc - Warning from the Financial Services Authority (United Kingdom)  
29-12-2011 Burlington Corporate Management - Warning from the Financial Services Authority (United Kingdom)  
28-12-2011 Eastman Pierce Partners Mergers and Acquisitions - Warning from the Financial Services Authority (United Kingdom)  
23-12-2011 Forest4YOU Capital S.A. - Warning from Commission de Surveillance du Secteur Financier (Luxembourg)  
22-12-2011 Citywide Associates - Warning from the Financial Services Authority (United Kingdom)  
22-12-2011 Tiger Consultants - Warning from the Financial Services Authority (United Kingdom)  
21-12-2011  Platinum House Financial (Clone of previously FSA registered firm) - Warning from the Financial Services Authority (United Kingdom)  
21-12-2011  First Allied Capital - Warning from the Financial Services Authority (United Kingdom)    
21-12-2011  Sanwa Holdings - Warning from Austria's Financial Market Authority (Austria)   
21-12-2011  New York Finance Company - Warning from the Financial Services Authority (United Kingdom)   
20-12-2011  Acquisitions 21 PTE. LTD. - Warning from the Financial Services Authority (United Kingdom)   
20-12-2011  Alderton consultants - Warning from the Financial Services Authority (United Kingdom)   
20-12-2011  Touch Financial (Clone of UK incorporated firm) - Warning from the Financial Services Authority (United Kingdom)   
20-12-2011  Nova Portfolio Management (Clone of FSA EEA authorised firm) - Warning from the Financial Services Authority (United Kingdom)  
20-12-2011  Nippon Financial Partners - Warning from the Financial Services Authority (United Kingdom)   
20-12-2011  Titan Invest PLC - Warning from Austria's Financial Market Authority (Austria)   
19-12-2011  Rendimientos & Plusvalías - Warning from the Comisión Nacional del Mercado de Valores (Spain)  
19-12-2011 ibolution.blogspot.com and Jose Ignacio Ros Valcarcel - Warning from the Comisión Nacional del Mercado de Valores (Spain)  
19-12-2011 Atlantic International Partnership - Warning from the Comisión Nacional del Mercado de Valores (Spain)  
17-12-2011  Marsh & Reede Capital - Warning from Austria's Financial Market Authority (Austria)   
16-12-2011  Energy AG - Warning from Finansinspektionen (Sweden)    
15-12-2011  Ashford Financial Group - Warning from Finanstilsynet (Norway)  
15-12-2011  Chesterfield Lyons - Warning from Finansinspektionen (Sweden)  
13-12-2011 Boston Private Equity - Warning from Finansinspektionen (Sweden)  
12-12-2011 Bloomfield Trust Management - Warning from the Financial Services Authority (United Kingdom)  
12-12-2011 Howard Gary & Company - Warning from Finansinspektionen (Sweden)  
12-12-2011 Asian Capital Group - Warning from Finansinspektionen (Sweden)  
12-12-2011 Ellis Stanley Alden - Warning from Finanstilsynet (Norway)  
09-12-2011 Alpha Brokers S.R. - Warning from the Financial Services Authority (United Kingdom)  
09-12-2011 Swan Asset Management - Warning from the Financial Services Authority (United Kingdom)  
09-12-2011 Dailey Securities, Inc. - Warning from Finansinspektionen (Sweden)  
09-12-2011  Ellis Stanley Alden, ESA Global - Warning from Finansinspektionen (Sweden)  
09-12-2011 Ellis Alden - Warning from Finansinspektionen (Sweden)  
08-12-2011 MKL Business Services, LLC - Warning from the Financial Services Authority (United Kingdom)  
08-12-2011 Ashford Financial Group, AFG - Warning from Finansinspektionen (Sweden)  
08-12-2011 Centaur Global Advisors - Warning from Finansinspektionen (Sweden)  
07-12-2011  Global Asset Management (Clone of FSA authorised firm) - Warning from the Financial Services Authority (United Kingdom)  
07-12-2011 Premier Partners - Warning from Commission de Surveillance du Secteur Financier (Luxembourg)  
06-12-2011 First Private Clients Ltd - Warning from the Financial Services Authority (United Kingdom)  
06-12-2011 Blackstone Asset Management - Warning from Finansinspektionen (Sweden)  
05-12-2011 Friedman Global and Shanghai Derivatives Exchange, SHDEX - Warning from Finansinspektionen (Sweden)   
05-12-2011 Platinum Funds Management - Warning from the Financial Services Authority (United Kingdom)  
02-12-2011 Kennedy Anderson Mergers & Acquisitions - Warning from Finansinspektionen (Sweden)  
01-12-2011 Waight and Caffie Company Ltd - Warning from the Financial Services Authority (United Kingdom)  
30-11-2011 Nova Portfolio Management - Warning from the Financial Services Authority (United Kingdom)  
30-11-2011 Chenglong International - Warning from Finanstilsynet (Norway)  
30-11-2011 Rothridge Consulting Group - Warning from the Financial Services Authority (United Kingdom)  
29-11-2011 Winterthur Fund Management - Warning from the Financial Services Authority (United Kingdom)  
29-11-2011 Durdan Heyer Ltd - Warning from the Financial Services Authority (United Kingdom)  
29-11-2011 Tribune Assets Management Ltd. - Warning from the Financial Services Authority (United Kingdom)  
28-11-2011 Grenfell and Blackrock Associates - Warning from the Financial Services Authority (United Kingdom)  
25-11-2011 Beaumont, Greene & Partners - Warning from the Financial Services Authority (United Kingdom)  
24-11-2011 Miller Winston - Worldwide Mergers and Acquisitions - Warning from the Financial Services Authority (United Kingdom)  
24-11-2011 AMK Trust Ltd - Warning from the Financial Services Authority (United Kingdom)  
22-11-2011 M.S. Global - Warning from the Financial Services Authority (United Kingdom)  
22-11-2011 G R A F - Kantor OHG - Warning from Finansinspektionen (Sweden)  
22-11-2011 Eclipse Advisory B.V. - Warning from Austria's Financial Market Authority (Austria)  
22-11-2011 H.Y. Markets - Warning from the Financial Services Authority (United Kingdom)  
21-11-2011 Sanwa Holdings - Warning from Finansinspektionen (Sweden)  
18-11-2011 Sarasin Funds Management (Guernsey) Limited - Warning from the Financial Services Authority (United Kingdom)  
18-11-2011 Sino Financial - Warning from the Financial Services Authority (United Kingdom)  
16-11-2011 Goldman Phillips - Warning from the Financial Services Authority (United Kingdom)  
16-11-2011 Quantum Finance Management Limited - Warning from the Securities Market Agency (Slovenia)  
16-11-2011 Isaac Paige Associates - Warning from the Financial Services Authority (United Kingdom)  
15-11-2011 CulverHouse Capital - Warning from Commission de Surveillance du Secteur Financier (Luxembourg)  
14-11-2011 Pertinax 2010, S.L. - Warning from the Comisión Nacional del Mercado de Valores (Spain)  
11-11-2011 Management International Dublin Ltd - Warning from the Financial Services Authority (United Kingdom)  
11-11-2011 Guardian Securities - Warning from the Malta Financial Services Authority (Malta)  
11-11-2011 Nippon Financial Partners - Warning from Finansinspektionen (Sweden)  
11-11-2011 Norwich Securities Corporation, NSC - Warning from Finansinspektionen (Sweden)  
10-11-2011 Mandolin Resources - Warning from the Financial Services Authority (United Kingdom)  
10-11-2011 Guardian Securities - Warning from the Financial Services Authority (United Kingdom)  
10-11-2011 Chartered Investments - Warning from the Financial Services Authority (United Kingdom)  
09-11-2011 Global Direct Asset Management - Warning from Finansinspektionen (Sweden)  
09-11-2011 Eastman Pierce Partners Mergers & Acquisitions - Warning from Finansinspektionen (Sweden)  
07-11-2011 Strauss Capital Consultants - Warning from the Financial Services Authority (United Kingdom)  
07-11-2011 Morgan Premier Group - Warning from the Financial Services Authority (United Kingdom)  
07-11-2011 DMR Consulting, LLC - Warning from Finansinspektionen (Sweden)  
07-11-2011 Nabsecurities Inc. - Warning from Finansinspektionen (Sweden)  
07-11-2011 Drexel-Bearns Consulting Group - Warning from the Financial Services Authority (United Kingdom)  
04-11-2011 Becton Securities GmBH - Warning from the Financial Services Authority (United Kingdom)  
01-11-2011 Wellington Management - Warning from the Financial Services Authority (United Kingdom)  
01-11-2011 Longwood Trading and SGCEX - Warning from Finansinspektionen (Sweden)  
01-11-2011 FHM Associates/Fuller-Hathaway Moy Associates - Warning from the Financial Services Authority (United Kingdom)  
01-11-2011 Richardson & Foster Partners - Warning from the Financial Services Authority (United Kingdom)  
31-10-2011 Waytung Global - Warning from Finanstilsynet (Norway)  
31-10-2011 Activa Financial Services Limited - Warning from Finanstilsynet (Norway)  
28-10-2011  Securcorp - Warning from the Autorité des marchés financiers and Institut d'émission d'outre-mer (France)  
28-10-2011 Chenglong International - Warning from Austria's Financial Market Authority (Austria)  
28-10-2011 CPI International - Warning from the Financial Services Authority (United Kingdom)  
28-10-2011 Cadden International Ltd. - Warning from the Financial Services Authority (United Kingdom)  
27-10-2011 Warren Fisher & Associates - Warning from the Financial Services Authority (United Kingdom)  
25-10-2011 McPherson Gordon Ltd - Warning from Finanstilsynet (Norway)  
25-10-2011 Bergmann & Co. International - Warning from Finanstilsynet (Norway)  
24-10-2011 Westgate & Greene Associates - Warning from the Financial Services Authority (United Kingdom)  
24-10-2011 Greenfield and Associates - Warning from the Financial Services Authority (United Kingdom)  
24-10-2011 ANG Markets Ltd - Warning from the Cyprus Securities and Exchange Commission (Cyprus)  
21-10-2011 Greenway Consultancy - Warning from the Financial Services Authority (United Kingdom)  
21-10-2011 Castle Rock Corporate Finance - Warning from the Financial Services Authority (United Kingdom)  
20-10-2011 Carlisle-Conroy Ventures - Warning from Finansinspektionen (Sweden)  
20-10-2011 Thomson McKinnon Capital Corp. - Warning from Finansinspektionen (Sweden)  
18-10-2011 ATX Group and Houston Futures exchange, HOUFEX  
18-10-2011 Mathews Merger Management - Warning from Finansinspektionen (Sweden)  
18-10-2011 NKP Financial - Warning from the Financial Services Authority (United Kingdom)  
18-10-2011 Gold Asset Managers - Warning from the Financial Services Authority (United Kingdom)  
18-10-2011 Wilsone & Duffus (UK) Ltd - Warning from the Financial Services Authority (United Kingdom)  
18-10-2011 Chenglong International - Warning from Finansinspektionen (Sweden)  
17-10-2011 Park Avenue Mergers & Acquisitions - Warning from the Financial Services Authority (United Kingdom)  
17-10-2011 Westbrook Acquisition Authority - Warning from the Financial Services Authority (United Kingdom)  
11-10-2011 Lakepointe Capital Advisors - Warning from Finanstilsynet (Norway)  
10-10-2011  Grus Capital Management - Warning from the Comisión Nacional del Mercado de Valores (Spain)  
10-10-2011 Real-Bot Capital Management - Warning from the Comisión Nacional del Mercado de Valores (Spain)  
07-10-2011 Fund Advisers Europe - Warning from the Financial Services Authority (United Kingdom)  
07-10-2011 Central and Eastern European Markets Asset Management - Warning from the Financial Services Authority (United Kingdom)  
07-10-2011 Jinghua International Group - Warning from Finansinspektionen (Sweden)  
07-10-2011 Tribune Assets Management Ltd. - Warning from Finansinspektionen (Sweden)  
07-10-2011 Kaimon Global - Warning from Finanstilsynet (Norway)  
06-10-2011 Edenstone Consulting - Warning from the Financial Services Authority (United Kingdom)  
06-10-2011 Haynes - Hamilton ventures - Warning from Finansinspektionen (Sweden)  
06-10-2011 Global Capital Markets Worldwide, GCM - Warning from Finansinspektionen (Sweden)  
05-10-2011 Moore Capital Group - Warning from the Financial Services Authority (United Kingdom)  
05-10-2011 Powerhouse Corporate Finance - Warning from Finanstilsynet (Norway)  
05-10-2011 Minsheng Corporation - Warning from Finanstilsynet (Norway)  
05-10-2011 Credi Corp Securities - Warning from Finanstilsynet (Norway)  
05-10-2011 1Global Venture Group - Warning from Finanstilsynet (Norway)  
04-10-2011 Global Financial Corp Worldwide, GFC - Warning from Finansinspektionen (Sweden)  
04-10-2011 TrillionFX - Warning from Finansinspektionen (Sweden)  
04-10-2011 McPherson Gordon Ltd. - Warning from Finansinspektionen (Sweden)  
03-10-2011 Consulting Strategy Finance, S.L. - Warning from the Comisión Nacional del Mercado de Valores (Spain)  
03-10-2011 Market & Business Consulting Advice, S.L. - Warning from the Comisión Nacional del Mercado de Valores (Spain)  
03-10-2011 Unifinan - Warning from the Comisión Nacional del Mercado de Valores (Spain)  
03-10-2011 Litmus Capital Management Group - Warning from Finansinspektionen (Sweden)  
30-09-2011 HK Pacific - Warning from Finanstilsynet (Norway)  
30-09-2011 Elliot Management Consultancy Ltd. - Warning from Finanstilsynet (Norway)  
29-09-2011 Cadman Mergers and Acquisition - Warning from the Financial Services Authority (United Kingdom)  
29-09-2011 Financial Affairs Corporation - Warning from the Financial Services Authority (United Kingdom)  
29-09-2011 Harbert European Fund Advisors - Warning from the Financial Services Authority (United Kingdom)  
27-09-2011 Cambridge Equity Corporation - Warning from the Financial Services Authority (United Kingdom)  
27-09-2011  Finance Asset Recovery - Warning from The Danish Financial Supervisory Authority (Denmark)  
26-09-2011 Capital Edge Group - Warning from the Financial Services Authority (United Kingdom)  
23-09-2011 Offshore Taxation Ltd - Warning from the Financial Services Authority (United Kingdom)  
22-09-2011 Coach Trader - Warning from the Autorité des marchés financiers (France)  
21-09-2011 Investors Management Services - Warning from the Financial Services Authority (United Kingdom)  
21-09-2011 Seagram Services Ltd - Warning from the Financial Services Authority (United Kingdom)  
20-09-2011 Update list of unauthorised websites offering forex investments - Warning from the Autorité des marchés financiers and the Autorité de contrôle prudentiel (France)  
19-09-2011 Harrison Research (AG) - Warning from the Financial Services Authority (United Kingdom)  
19-09-2011 Savoy Investment Management - Warning from the Financial Services Authority (United Kingdom)  
16-09-2011 Fischer & Schultz Independant Financial Advisors - Warning from the Financial Services Authority (United Kingdom)  
16-09-2011 Alternatives Research Group - Warning from the Financial Services Authority (United Kingdom)  
14-09-2011 Maji Capital Partners - Warning from the Financial Services Authority (United Kingdom)  
14-09-2011 Peterson Advisors Limited - Warning from the Financial Services Authority (United Kingdom)  
12-09-2011 Financial Improve 2008, S.L. - Warning from the Comisión Nacional del Mercado de Valores (Spain)  
12-09-2011 AMR Business Services LLC - Warning from the Financial Services Authority (United Kingdom)  
09-09-2011 Antek Global Consultants Ltd - Warning from the Financial Services Authority (United Kingdom)  
09-09-2011 Corporate One Asset Management - Warning from Finansinspektionen (Sweden)  
09-09-2011 Castle Rock Corporate Finance - Warning from Finansinspektionen (Sweden)  
08-09-2011 Advent Capital GmbH - Warning from the Financial Services Authority (United Kingdom)  
08-09-2011 Taylor Mannis - Warning from the Financial Services Authority (United Kingdom)  
08-09-2011 Berrington Fund Management - Warning from the Financial Services Authority (United Kingdom)  
07-09-2011 Trias Ltd - Warning from the Financial Services Authority (United Kingdom)  
06-09-2011 Ascensus International - Warning from the Financial Services Authority (United Kingdom)  
06-09-2011 Innis Financial Service LLC - Warning from the Financial Services Authority (United Kingdom)  
06-09-2011 Lee Byers Ltd - Warning from Finansinspektionen (Sweden)  
06-09-2011 Global Capital Management - Warning from the Financial Services Authority (United Kingdom)  
05-09-2011 Synergy Europe - Warning from the Financial Services Authority (United Kingdom)  
02-09-2011 Hong Kong Finance - Warning from the Financial Services Authority (United Kingdom)  
02-09-2011 Bull Investment Advisors - Warning from the Financial Services Authority (United Kingdom)  
02-09-2011 Brenner and Associates - Warning from the Financial Services Authority (United Kingdom)  
02-09-2011 Investment Capital Consultants (ICC) - Warning from the Financial Services Authority (United Kingdom)  
02-09-2011 Arus Asset Recovery Solutions - Warning from the Financial Services Authority (United Kingdom)  
01-09-2011 Square Mile Financial - Warning from the Financial Services Authority (United Kingdom)  
01-09-2011 Hoffman Mueller - Warning from the Financial Services Authority (United Kingdom)  
31-08-2011 Gatemore Capital Management - Warning from the Financial Services Authority (United Kingdom)  
31-08-2011 Belvedere Capital Partners - Warning from the Financial Services Authority (United Kingdom)  
30-08-2011 Easton Corporate Finance - Warning from the Financial Services Authority (United Kingdom)  
30-08-2011 Phoenix Cooper Financial - Warning from the Financial Services Authority (United Kingdom)  
29-08-2011 Farrel, Thornton, Lloyd & Brown - Warning from Finansinspektionen (Sweden)  
26-08-2011 Hanglung Group - Warning from Austria's Financial Market Authority (Austria)  
26-08-2011 Atlantis Financial - Warning from Austria's Financial Market Authority (Austria)  
26-08-2011 Ritter Group - Warning from Finansinspektionen (Sweden)  
26-08-2011 Lincoln Equity Partners - Warning from Finansinspektionen (Sweden)  
26-08-2011 Hartford Asset Management - Warning from Finansinspektionen (Sweden)  
25-08-2011 Ambros Group - Warning from the Financial Services Authority (United Kingdom)  
25-08-2011 Paragon International - Warning from the Financial Services Authority (United Kingdom)  
25-08-2011 Miller Consulting Group - Warning from the Financial Services Authority (United Kingdom)  
25-08-2011 Navasota Group - Warning from Austria's Financial Market Authority (Austria)  
24-08-2011 Sterling Finance AG - Warning from the Financial Services Authority (United Kingdom)  
23-08-2011 International Mergers, Inc. - Warning from Finansinspektionen (Sweden)  
23-08-2011 Taft MacKenzie Ventures, TMV - Warning from Finansinspektionen (Sweden)  
22-08-2011 Milton Financials - Warning from the Financial Services Authority (United Kingdom)  
22-08-2011 Kaimon Global and Japan Options and Futures Exchange, JOFX - Warning from Finansinspektionen (Sweden)  
20-08-2011 Marcus & Company Inc. - Warning from Austria's Financial Market Authority (Austria)  
19-08-2011 Polaris Capital Management - Warning from the Financial Services Authority (United Kingdom)  
18-08-2011 Atlantic Capital Trust LLC also known as Atlantic Capital Trust Management - Warning from the Financial Services Authority (United Kingdom)  
18-08-2011 Barrington Group - Warning from the Financial Services Authority (United Kingdom)  
17-08-2011 Menzies & Co - Warning from the Financial Services Authority (United Kingdom)  
17-08-2011 Moorgate Capital Advisors - Warning from the Financial Services Authority (United Kingdom)  
12-08-2011  Victory Suisse - Warning from the Autorité des marchés financiers (France)  
11-08-2011 Alternative Investments Advisors - Warning from the Financial Services Authority (United Kingdom)  
11-08-2011  Powerhouse Corporate Finance - Warning from the Financial Services Authority (United Kingdom)  
11-08-2011  Apollo Tiger Fund - Warning from the Financial Services Authority (United Kingdom)   
10-08-2011  Quantum Partners LTD - Warning from the Financial Services Authority (United Kingdom)  
10-08-2011  Smart Trade FX - Warning from the Cyprus Securities and Exchange Commission (Cyprus)    
09-08-2011  Glendale Management Group -  Warning from The Danish Financial Supervisory Authority (Denmark)  
08-08-2011 STJ Advisors - Warning from the Financial Services Authority (United Kingdom)  
08-08-2011 Chelsea Asset Management - Warning from the Financial Services Authority (United Kingdom)  
08-08-2011  Final Hurdle LTD - Warning from the Financial Services Authority (United Kingdom)   
08-08-2011  Intuition Capital Corporation - Warning from the Financial Services Authority (United Kingdom)  
05-08-2011  iFOREX - Warning from the Autorité des marchés financiers (France)  
05-08-2011  Swiss Financial Research AG - M Vaclauske Namesti - Splugenstrasse 9 - Warning from the Financial Services Authority (United Kingdom)  
04-08-2011  Glencore International PLC - Warning from the Financial Services Authority (United Kingdom)  
04-08-2011  Westminster Financial Services - Warning from the Financial Services Authority (United Kingdom)  
04-08-2011  Leaders Asset Management - Warning from Finanstilsynet (Norway)  
04-08-2011  AC Alternative - Warning from the Financial Services Authority (United Kingdom)  
03-08-2011 Montrose Group - Warning from the Financial Services Authority (United Kingdom)  
03-08-2011 Blue Sky Management - Warning from the Financial Services Authority (United Kingdom)  
03-08-2011 Capstone Financial Group UK - Warning from the Financial Services Authority (United Kingdom)  
03-08-2011 Ace EU Markets - Warning from the Financial Services Authority (United Kingdom)  
03-08-2011  Hewitt & Stern - Warning from the Financial Services Authority (United Kingdom)  
01-08-2011 Mount Vernon Equities Inc. - Warning from the Financial Services Authority (United Kingdom)  
01-08-2011 Greyson Consulting Group - Warning from the Financial Services Authority (United Kingdom)  
01-08-2011 Madison Avenue Mergers & Acquisitions - Warning from the Financial Services Authority (United Kingdom)  
01-08-2011 Red House Capital Partners, S.L. - Paul Millward - Warning from the Comisión Nacional del Mercado de Valores (Spain)  
01-08-2011 Quatermaan Brothers Gestión, S.L. - Victoria Fernanda Gálvez Ossa - Warning from the Comisión Nacional del Mercado de Valores (Spain)  
01-08-2011 Mercadivisas Internacional, S.A. - Eduardo Carmona Sánchez - Juan Luis Ortiz Gajino - Warning from the Comisión Nacional del Mercado de Valores (Spain)  
30-07-2011 Forextradingservice AG Ltd. - Warning from Austria's Financial Market Authority (Austria)  
30-07-2011 CEEM Central & Eastern European Markets Asset Management - Warning from Austria's Financial Market Authority (Austria)  
30-07-2011 World Trade Institute - Warning from Austria's Financial Market Authority (Austria)  
30-07-2011 Donaldson and Turner Ltd. - Warning from Austria's Financial Market Authority (Austria)  
29-07-2011  iFOREX -  Warning from the Autorité des marchés financiers (France)  
29-07-2011 Crawford & Knight - Warning from the Financial Services Authority (United Kingdom)  
29-07-2011 NAB Securities, Inc. - Warning from Finanstilsynet (Norway)  
29-07-2011 Mundial Securities - Warning from Finanstilsynet (Norway)  
28-07-2011 Manor Financial Management - Warning from the Financial Services Authority (United Kingdom)  
28-07-2011 Cristos Investments SA - Warning from the Financial Services Authority (United Kingdom)  
28-07-2011 Kyodo Securities and Satori Group - Warning from the Autorité des marchés financiers (France)  
27-07-2011  Belgrave Capital Management (BEL) - Warning from the Financial Services Authority (United Kingdom)  
27-07-2011 Butler Investment Managers - Warning from the Financial Services Authority (United Kingdom)  
27-07-2011 Global Investment Group - Warning from the Financial Services Authority (United Kingdom)  
26-07-2011 First Investment International Funds Plc - Warning from the Financial Services Authority (United Kingdom)  
25-07-2011  Allendale Financial Services Limited 1959 - Warning from the Financial Services Authority (United Kingdom)  
22-07-2011 Peak Power Direct - Warning from the Financial Services Authority (United Kingdom)  
21-07-2011 Fairvesta - Warning from the Autorité des marchés financiers (France)  
20-07-2011 Richard Davies Investors Limited - Warning from the Financial Services Authority (United Kingdom)  
20-07-2011 SVL Asset Management - Warning from the Financial Services Authority (United Kingdom)  
18-07-2011 The Roiet Trading - Warning from the Comisión Nacional del Mercado de Valores (Spain)  
18-07-2011 Mercadia Asesores S.A. - Warning from the Comisión Nacional del Mercado de Valores (Spain)  
18-07-2011 Business Castle Fenix S.L. - Warning from the Comisión Nacional del Mercado de Valores (Spain)  
18-07-2011 Search Profit Corporation S.L.U. - Ramón Luengo Montesinos - Warning from the Comisión Nacional del Mercado de Valores (Spain)  
15-07-2011 Sunway International - Warning from Finanstilsynet (Norway)  
14-07-2011 SGS Consultants Limited - Warning from Finanstilsynet (Norway)  
14-07-2011 Delta West Financial Management - Warning from Finanstilsynet (Norway)  
14-07-2011 Best Select Finanz - Warning from the Financial Services Authority (United Kingdom)  
14-07-2011 ATM Capital - Warning from Finanstilsynet (Norway)  
14-07-2011 Brentwood Capital Ventures - Warning from the Financial Services Authority (United Kingdom)  
13-07-2011 Global One International - Warning from the Financial Services Authority (United Kingdom)  
12-07-2011 Axa Rosenberg Investment Management Ltd - Warning from the Financial Services Authority (United Kingdom)  
12-07-2011 Miller & Parker Consulting Group - Warning from the Financial Services Authority (United Kingdom)   
07-07-2011 Certain forex activities - Warning from the Autorité des marchés financiers and the Autorité de contrôle prudentiel (France)  
07-07-2011 R.A. Lafferty Inc - Warning from the Financial Services Authority (United Kingdom)  
05-07-2011  Peregrine International Consulting Group - Warning from the Financial Services Authority (United Kingdom)   
05-07-2011 Johnson & Sterling Consultancy Services - Warning from the Financial Services Authority (United Kingdom)  
04-07-2011 Fin-Svetovanje - Warning from the Securities Market Agency (Slovenia)  
04-07-2011 LeggMason Investors Asset Managers PLC - Warning from the Financial Services Authority (United Kingdom)  
30-06-2011 Corporate One Asset Management - Warning from the Financial Services Authority (United Kingdom)  
30-06-2011 Columbia Direct Corp - Warning from the Financial Services Authority (United Kingdom)  
29-06-2011 International Regulation Services - Warning from the Financial Services Authority (United Kingdom)  
29-06-2011 AZ Markets - Warning from the Financial Services Authority (United Kingdom)  
29-06-2011 Cayo Flow Capital - Warning from Cyprus Securities and Exchange Commission (Cyprus)  
29-06-2011 Lantau Goldwell - Warning from Finanstilsynet (Norway)  
28-06-2011 Invesco Perpetual - Invesco Gold Precious Metals Fund - Warning from the Financial Services Authority (United Kingdom)  
28-06-2011 Globalbanc Financial Services Limited - Warning from the Financial Services Authority (United Kingdom)  
28-06-2011 First Inc Limited - Warning from the Financial Services Authority (United Kingdom)  
23-06-2011 Werner Group International - Warning from Finansinspektionen (Sweden)  
23-06-2011 DC Financial - Warning from Finansinspektionen (Sweden)  
23-06-2011 Yoshida Corp. - Warning from Finansinspektionen (Sweden)  
22-06-2011 Broche Capital Advisors - Warning from the Financial Services Authority (United Kingdom)  
22-06-2011 Epicon Financial - Warning from the Financial Services Authority (United Kingdom)  
22-06-2011  Blackbird Leys Credit Union Ltd - Warning from the Financial Services Authority (United Kingdom)  
22-06-2011 Blackstone - Warning from the Financial Services Authority (United Kingdom)  
21-06-2011 Magnis Global - Warning from Finanstilsynet (Norway)  
20-06-2011 First Initial Asset Management - Warning from the Financial Services Authority (United Kingdom)  
20-06-2011 Corporate One Asset Management - Warning from Finansinspektionen (Sweden)  
17-06-2011  Bolero BPO LLC - Warning from the Financial Services Authority (United Kingdom)  
17-06-2011 Wolf Investment Solutions - Warning from the Financial Services Authority (United Kingdom)  
17-06-2011  Hesketh Leihner and Beijing Futures Exchange, BFEX - Warning from Finansinspektionen (Sweden)  
16-06-2011 Square Mile Finance - Warning from the Financial Services Authority (United Kingdom)  
16-06-2011 Atlantic International Partnership - Warning from Finanstilsynet (Norway)  
16-06-2011 Evolution Securities (ES) - Warning from the Financial Services Authority (United Kingdom)  
13-06-2011  Sanford C. Bernstein & Co. - Warning from the Financial Services Authority (United Kingdom)  
13-06-2011 Shengtai Group - Warning from Finanstilsynet (Norway)  
13-06-2011  Marcus & Company Inc. - Warning from Finanstilsynet (Norway)  
13-06-2011 Apex Holdings - Warning from the Financial Services Authority (United Kingdom)  
10-06-2011 Plaza-Capital Ltd - Warning from Cyprus Securities and Exchange Commission (Cyprus)  
10-06-2011 SGS Consultants Limited - Warning from Finansinspektionen (Sweden)  
10-06-2011 New York Global Group, Inc. - Warning from Finansinspektionen (Sweden)  
10-06-2011 LEK Consulting Group - Warning from the Financial Services Authority (United Kingdom)  
10-06-2011 Bridport Advisory - Warning from the Financial Services Authority (United Kingdom)  
09-06-2011 JLS Capital Group - Warning from the Financial Services Authority (United Kingdom)  
09-06-2011 Crossley Acquisitions - Warning from the Financial Services Authority (United Kingdom)  
08-06-2011 Eagle Star International Services Ltd - Warning from the Financial Services Authority (United Kingdom)  
08-06-2011 Invesco Perpetual (Invesco Asian precious metal fund) - Warning from the Financial Services Authority (United Kingdom)  
08-06-2011 Baker & Higgs Asset Management - Warning from Austria's Financial Market Authority (Austria)  
08-06-2011 Strategic Private Equity Group - Warning from Austria's Financial Market Authority (Austria)  
08-06-2011 Courtney Brown Group - Warning from Commission de Surveillance du Secteur Financier (Luxembourg)  
07-06-2011  Mercier and Clark - Warning from the Autorité des marchés financiers (France)  
07-06-2011 Ryhat Establishment Investment Trust - Warning from Commission de Surveillance du Secteur Financier (Luxembourg)  
07-06-2011  The Lightman Associates - Warning from the Financial Services Authority (United Kingdom)   
07-06-2011  Reliance Asset Management Ltd. - Warning from the Financial Services Authority (United Kingdom)   
07-06-2011  CITI Capital Partnership - Warning from the Financial Services Authority (United Kingdom)   
07-06-2011  SVM Ireland - Warning from the Financial Services Authority (United Kingdom)   
07-06-2011  Panmure Gordon & Co - Warning from the Financial Services Authority (United Kingdom)   
07-06-2011  Andreas Braasch - Warning from the Financial Services Authority (United Kingdom)   
07-06-2011  Octagon Financial Group - Warning from the Financial Services Authority (United Kingdom)   
07-06-2011  Europa Capital Group and Europa Financial Group - Warning from the Financial Services Authority (United Kingdom)   
07-06-2011  SPS Investment Products - Warning from the Financial Services Authority (United Kingdom)   
06-06-2011  Courtney Brown Group - Warning from the Financial Services Authority (United Kingdom)   
02-06-2011 Sanford C. Bernstein & Co. - Warning from the Financial Services Authority (United Kingdom)  
01-06-2011  Asset Restoration Facility - Warning from the Financial Services Authority (United Kingdom)   
01-06-2011  Strategic Management, Inc and International Bureau Trade Commission - Warning from Finansinspektionen (Sweden)   
01-06-2011 First Inc. Ltd - Warning from Finanstilsynet (Norway)  
30-05-2011 Apex Holdings Ltd - Warning from Finansinspektionen (Sweden)  
30-05-2011 Marcus & Company Inc. - Warning from Finansinspektionen (Sweden)  
30-05-2011 Delta West Financial Management - Warning from Finansinspektionen (Sweden)  
30-05-2011 Magnis Global - Warning from Finansinspektionen (Sweden)  
26-05-2011 Goldberger & Decadenet - Warning from the Financial Services Authority (United Kingdom)  
26-05-2011 Escrow Advisory Group/Escrow Advisory Ltd - Warning from the Financial Services Authority (United Kingdom)  
26-05-2011 Clayton Pressman Ivy International - Warning from the Financial Services Authority (United Kingdom)  
26-05-2011 CDV Investments (Europe) - Warning from Austria's Financial Market Authority (Austria)  
26-05-2011 Drexel Lambert Mergers and Acquisitions - Warning from the Financial Services Authority (United Kingdom)  
25-05-2011 Syndicated Wealth Group - Warning from Austria's Financial Market Authority (Austria)  
25-05-2011 William Smith and Company - Warning from Austria's Financial Market Authority (Austria)  
23-05-2011     Trendex Research UK - Warning from the Financial Services Authority (United Kingdom)  
20-05-2011  Lyndon Pearce - Warning from the Financial Services Authority (United Kingdom)  
20-05-2011 Berkeley Capital Finance and Berkeley Finance Group - Warning from the Financial Services Authority (United Kingdom)  
16-05-2011 Zenith Bank Credit Services - Warning from Finanstilsynet (Norway)  
16-05-2011 Wolf Investment Solutions - Warning from Finanstilsynet (Norway)  
13-05-2011  First Inc Limited - Warning from Finansinspektionen (Sweden)  
13-05-2011  Gordon Group Services - Warning from the Financial Services Authority (United Kingdom)    
13-05-2011  Bright Bridge Wealth Management Inc. - Warning from the Financial Services Authority (United Kingdom)   
13-05-2011  Apex Stock Transfer Inc. - Warning from the Financial Services Authority (United Kingdom)    
12-05-2011 Elite Independent Financial Advisers - Warning from the Financial Services Authority (United Kingdom)  
12-05-2011 Close Capital Investments - Warning from the Financial Services Authority (United Kingdom)  
12-05-2011  Capital Invest Trading - Warning from the Financial Services Authority (United Kingdom)   
10-05-2011   Green Plants Investment Management Ltd - Warning from the Malta Financial Services Authority (Malta)   
10-05-2011  Elite EEA Investment Portfolio - Warning from the Financial Services Authority (United Kingdom)   
10-05-2011  Brachmann Inter Dealer Services - Warning from the Financial Services Authority (United Kingdom)   
09-05-2011  Wolf Investment Solutions - Warning from Finansinspektionen (Sweden)    
06-05-2011  Roiet Trading - Warning from Commission de Surveillance du Secteur Financier (Luxembourg)    
06-05-2011  Mercier and Clark Partners - Warning from the Financial Services Authority (United Kingdom)    
06-05-2011  Altanus Limited (Swiss Money Report) - Warning from Finanstilsynet (Norway)    
06-05-2011  Lantau International - Warning from Austria's Financial Market Authority (Austria)    
05-05-2011  iTaxation Corporation LTD - Warning from the Financial Services Authority (United Kingdom)   
04-05-2011      Worldwide Risk Consultants - Warning from the Financial Services Authority (United Kingdom)   
03-05-2011  Cartwright Investment Group - Warning from the Financial Services Authority (United Kingdom)   
03-05-2011      International Investor Commission - Warning from the Financial Services Authority (United Kingdom)   
29-04-2011  Mitsui Holdings - Warning from Finanstilsynet (Norway)  
29-04-2011  Guardian International - Warning from Finanstilsynet (Norway)   
28-04-2011  Thomas Anderson Advisory - Warning from the Financial Services Authority (United Kingdom)  
28-04-2011  Westborough LLC - Warning from the Financial Services Authority (United Kingdom)  
28-04-2011  Charles Schwartz International - Warning from the Financial Services Authority (United Kingdom)   
28-04-2011  Chesterfield Ltd - Warning from the Financial Services Authority (United Kingdom)   
27-04-2011 Shaffer Lienhard and Beijing Mercantile Exchange, BEMEX - Warning from Finansinspektionen (Sweden)  
27-04-2011 Brookes & Associates - Warning from the Financial Services Authority (United Kingdom)   
27-04-2011  Broompark Investments LTD - Warning from the Financial Services Authority (United Kingdom)   
26-04-2011  Greengate Advisors - Warning from the Financial Services Authority (United Kingdom)   
26-04-2011 Kapital Pool 2010 CP2010 Ltd. - Warning from Austria's Financial Market Authority (Austria)   
26-04-2011  Connelly Peterson Ltd. - Warning from Finansinspektionen (Sweden)   
26-04-2011  Securities Trading Commission - Warning from the Financial Services Authority (United Kingdom)  
26-04-2011 Macintyre Schaffer - Warning from the Financial Services Authority (United Kingdom)   
25-04-2011 Boy Malon 21, S.L. - Warning from the Comisión Nacional del Mercado de Valores (Spain)   
25-04-2011  Macmillan Fine International - Warning from the Comisión Nacional del Mercado de Valores (Spain)   
21-04-2011  Dynamic Wealth Management - Warning from the Autorité des marchés financiers (France)    
21-04-2011  Genève Invest - Warning from the Autorité des marchés financiers (France)    
21-04-2011 Abberley Capital - Warning from the Financial Services Authority (United Kingdom)  
20-04-2011 Shaffer-Lienhard - Warning from Finanstilsynet (Norway)   
19-04-2011 Excelsus Business Services - Warning from Finanstilsynet (Norway)  
19-04-2011 Lantau International - Warning from Finanstilsynet (Norway)  
19-04-2011 Distressed Acquisitions Commission - Warning from the Financial Services Authority (United Kingdom)  
18-04-2011 Jefferson Brookes - Warning from the Financial Services Authority (United Kingdom)  
18-04-2011 Edgelake Mergers & Acquisitions - Warning from the Financial Services Authority (United Kingdom)   
18-04-2011 Ovannis Capital - Warning from the Comisión Nacional del Mercado de Valores (Spain)   
18-04-2011 Barvetii Wealth Consultants - Warning from the Comisión Nacional del Mercado de Valores (Spain)   
18-04-2011 4usignals.com - Warning from the Cyprus Securities and Exchange Commission (Cyprus)   
15-04-2011 Wilkinson Bennings Securities - Warning from Finansinspektionen (Sweden)  
15-04-2011 Commonwealth Alliance Corporation - Warning from Finansinspektionen (Sweden)   
15-04-2011 New Outlook Management Group - Warning from Finansinspektionen (Sweden)   
13-04-2011 William Campbell Company - Warning from the Financial Services Authority (United Kingdom)  
13-04-2011 Cromwell and Goodwin - Warning from the Financial Services Authority (United Kingdom)  
12-04-2011 Williams Corporation Ltd. - Warning from Austria's Financial Market Authority (Austria)  
12-04-2011 Madison Advisory Group - Warning from the Financial Services Authority (United Kingdom)  
12-04-2011 Weizmann & Young - Warning from the Financial Services Authority (United Kingdom)  
12-04-2011 Hamilton House International - Warning from the Financial Services Authority (United Kingdom)   
11-04-2011  Advance Partners LLC - Warning from Finansinspektionen (Sweden)    
11-04-2011  Baker & Higgs Asset Management - Warning from Finansinspektionen (Sweden)    
11-04-2011  Woodward Gordon Capital International - Warning from Finansinspektionen (Sweden)   
11-04-2011 Bolsarentable Asesores Financieros - Warning from the Comisión Nacional del Mercado de Valores (Spain)   
10-04-2011 St James Wealth - Warning Financial Services Authority (United Kingdom)  
08-04-2011 Bank Sewell & Raydell - Warning from Commission de Surveillance du Secteur Financier (Luxembourg)   
07-04-2011  TradeLikeTom - Warning from Commission de Surveillance du Secteur Financier (Luxembourg)  
07-04-2011 JSM Financial - Warning from Austria's Financial Market Authority (Austria)   
06-04-2011 Wolfgang Investment Group - Warning from Financial Services Authority (United Kingdom)  
06-04-2011  Walker Bryan Securities - Warning from Financial Services Authority (United Kingdom)  
06-04-2011  TPG Securities - Warning from Financial Services Authority (United Kingdom)  
06-04-2011  Starke Wealth Management - Warning from Financial Services Authority (United Kingdom)   
06-04-2011  Omnivest Ltd - Warning from the Cyprus Securities and Exchange Commission (Cyprus)   
06-04-2011  Global Lifestyle Group S.A. - Warning from Austria's Financial Market Authority (Austria)   
06-04-2011  GMM Equity Holding - Warning from Financial Services Authority (United Kingdom)   
06-04-2011 Black Swan Wealth Management - Warning from Financial Services Authority (United Kingdom)  
06-04-2011 NC Advisory LTD - Warning from Financial Services Authority (United Kingdom)   
05-04-2011 Eastman Asset Management - Warning from Finansinspektionen (Sweden)   
04-04-2011 Bellfield Internacional España, S.L. - Warning from the Comisión Nacional del Mercado de Valores (Spain)  

Overige berichten

     
16-05-2012  Voorzitter FSMA herverkozen in IOSCO Board  
16-04-2012  FSMA maakt kennisgevingen van grieven over in dossier Fortis   
04-04-2012  FSMA bevoegd voor markttoezicht op overheidspapier    
02-04-2012  FSMA publiceert FAQ's over Apra Leven   
26-03-2012 FSMA voert erkenningsplicht in voor compliance officers  
16-02-2012  FSMA publiceert studie over goodwill   
14-02-2012  FSMA publiceert nieuwe voorstellingsbrochure  
13-02-2012  FSMA past regels inzake short selling aan   
23-01-2012 Ondertekening samenwerkingsakkoord tussen de FSMA en de Emirates Securities and Commodities Authority  
04-01-2012  Succesvolle consultatie over gestructureerde producten   
15-12-2011  Vergadering van het Europees Regionaal Comité van IOSCO te Brussel  
29-11-2011 Informatie over "life settlement"-contracten en Quality Investments  
10-10-2011  Notering van het aandeel Dexia   
03-10-2011  Leden van de FSMA-sanctiecommissie benoemd   
27-09-2011  Belgische vennootschappen scoren beter voor corporate governance  
23-09-2011  De FSMA scherpt de regels aan voor de bijscholing van de tussenpersonen  
01-09-2011  FSMA start consultatie over de registratie van complianceofficers  
25-08-2011 
FSMA publiceert nieuwe FAQ's over short selling 
 
12-08-2011  FSMA start consultatie over gestructureerde producten  
11-08-2011 FSMA past regels voor 'short selling' aan   
30-07-2011  Duttende toezichthouder of wakkere waakhond ?   
29-07-2011  Moratorium op de commercialisering van bijzonder ingewikkelde financiële producten  
29-06-2011  Publicatie jaarverslag en bekendmaking actieplan  
29-06-2011  Waarschuwing van de FSMA over de risico's verbonden aan speculatieve transacties op deviezen   
23-06-2011 De FSMA neemt onder leiding van voorzitter Jean-Paul Servais deel aan de Belgische handelsmissie naar de VS   
20-06-2011  FSMA lanceert moratorium op nodeloos ingewikkelde gestructureerde producten  
08-04-2011  Nieuwe woordvoerder bij de FSMA