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Continuing education requirements for compliance officers

News article
Compliance: a man starts to fill in a compliance questionnaire on a tablet

In preparation for the entry into force on 1st June 2018 of the FSMA regulation of 28 February 2018, as approved by the Royal Decree of 15 April 2018, modifying the FSMA regulation of 27 October 2011 on the approval of compliance officers, this communication (available in French or Dutch only) provides information about:

  • the scope of the continuing education obligation;
  • the approval procedure for training establishments.