Home country
United Kingdom
Legal names
| Name | Valid from |
|---|---|
| CLSA (UK)
|
31/12/1995
|
Statute
| Statute | Official list | Activity | Valid from |
|---|---|---|---|
| Free provision of services by non-EEA investment firms
|
INVESTMENT FIRMS
List of investment companies governed by the law of a country other than an EEA State that have notified their intention to provide investment services in Belgium under the freedom to provide services regime |
MiFID(A): 1 - RTO,
MiFID(A): 2 - Execution of orders,
MiFID(A): 3 - Dealing on own account,
MiFID(A): 5 - Investment advice,
MiFID(A): 6 - Underwriting or placing on a firm commitment basis,
MiFID(A): 7 - Placing without a firm commitment basis,
MiFID(B): 3 - Financial engineering,
MiFID(B): 4 - Foreign exchange services,
MiFID(B): 5 - Investment research,
MiFID(B): 6 - Services related to underwriting
|
|
Address
| Street | House number | Building | Zip | City | Country | Valid from |
|---|---|---|---|---|---|---|
| Bishopsgate
|
8
|
Level 34
|
EC2N 4BQ
|
London
|
GB
|
|