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Germany
Legal names
| Name | Valid from | Valid to |
|---|---|---|
| CM-Equity AG & Co. KG Financial Services
|
14/08/2012
|
21/09/2014
|
| CM-Equity AG
|
22/09/2014
|
Statute
| Statute | Official list | Activity | Valid from |
|---|---|---|---|
| Free provision of services by EEA investment firms
|
INVESTMENT FIRMS
List of investment companies governed by the law of another EEA Member State that have notified their intention to provide investment services in Belgium under the freedom to provide services regime |
MiFID(A): 1 - RTO,
MiFID(A): 2 - Execution of orders,
MiFID(A): 3 - Dealing on own account,
MiFID(A): 4 - Portfolio management,
MiFID(A): 5 - Investment advice,
MiFID(A): 7 - Placing without a firm commitment basis,
MiFID(B): 3 - Financial engineering,
MiFID(B): 4 - Foreign exchange services,
MiFID(B): 5 - Investment research,
MiFID(B): 7 - Services related to the underlying of derivatives
|
|
Address
| Street | House number | Zip | City | Country | Valid from |
|---|---|---|---|---|---|
| Kaufingerstraße
|
20
|
80331
|
München
|
DE
|
|