Home country
United Kingdom
Legal names
| Name | Valid from | Valid to |
|---|---|---|
| Thomas Weisel Partners International Ltd.
|
24/09/1999
|
12/09/2011
|
| Stifel Nicolaus Europe Limited
|
13/09/2011
|
Statute
| Statute | Official list | Activity | Valid from |
|---|---|---|---|
| Free provision of services by non-EEA investment firms
|
INVESTMENT FIRMS
List of investment companies governed by the law of a country other than an EEA State that have notified their intention to provide investment services in Belgium under the freedom to provide services regime |
MiFID(A): 1 - RTO,
MiFID(A): 2 - Execution of orders,
MiFID(A): 3 - Dealing on own account,
MiFID(A): 6 - Underwriting or placing on a firm commitment basis,
MiFID(A): 7 - Placing without a firm commitment basis,
MiFID(B): 3 - Financial engineering,
MiFID(B): 5 - Investment research,
MiFID(B): 6 - Services related to underwriting
|
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Address
| Street | House number | Building | Zip | City | Country | Valid from | Valid to |
|---|---|---|---|---|---|---|---|
| 38 Jermyn Street
|
Princes House
|
W1Y 6DN
|
London
|
GB
|
|
|
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| One Broadgate
|
7th Floor
|
EC2M 2QS
|
London
|
GB
|
|
|
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| Cheapside
|
150
|
EC2V 6ET
|
London
|
GB
|
|