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Canada
Legal names
| Name | Valid from |
|---|---|
| The Toronto-Dominion Bank
|
14/04/2014
|
Statute
| Statute | Official list | Activity | Valid from |
|---|---|---|---|
| Free provision of services by non-EEA investment firms
|
Lijst van de beleggingsondernemingen die ressorteren onder het recht van staten die geen lid zijn van de Europese Economische Ruimte en die het voornemen hebben meegedeeld om in België beleggingsdiensten in vrij verkeer te verrichten
|
MiFID(A): 1 - RTO,
MiFID(A): 2 - Execution of orders,
MiFID(A): 3 - Dealing on own account,
MiFID(A): 5 - Investment advice,
MiFID(A): 6 - Underwriting or placing on a firm commitment basis,
MiFID(A): 7 - Placing without a firm commitment basis,
Other: A - Execution of transactions on financial instruments for its own account,
MiFID(B): 3 - Financial engineering,
MiFID(B): 4 - Foreign exchange services,
MiFID(B): 5 - Investment research,
MiFID(B): 6 - Services related to underwriting,
MiFID(B): 7 - Services related to the underlying of derivatives
|
|
Address
| Street | House number | Building | Zip | City | Country | Valid from |
|---|---|---|---|---|---|---|
| Wellington St. West
|
66
|
15th Floor, TD Tower
|
ON M5K 1A2
|
Toronto
|
CA
|
|