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Conduct of business rules (MiFID)

The Markets in Financial Instruments Directive (MiFID) is a European directive on investments. The directive has three objectives:

  1. Protecting investors and safeguarding the integrity of financial markets.
  2. Promoting fair, transparent, efficient and integrated financial markets.
  3. Further harmonizing European stock trading and the investment market.

 

    Brochure
    MiFID II Directive: more protection for investors
    Legislation
    Laws
    Law of 2 August 2002 on the supervision of the financial sector and on financial services(pdf - 451.34 KB)
    Files
    (Unofficial consolidated version: 07/2013)
    European legislation
    Commission Delegated Regulation (EU) 2017/576 of 8 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the annual publication by investment firms of information on the identity of execution venues and on the quality of execution(pdf - 343.15 KB)
    Files