Royal Decrees25/04/2014Royal decree on certain information obligations for the marketing of financial products to retail clients(810.67 KB)
(Unofficial consolidated version: 09/2018)
Circulars and communications
(update 30 July 2019)
Questions and answers (FAQ)3. Can a document (such as an email) addressed to a retail client which contains investment advice within the meaning of Article 46, 9°, of the Law of 6 April 1995 on the legal status and supervision of investment firms be considered an advertisement/marketing communication or "other document or announcement" subject to prior approval by the FSMA?