Legislation Regulations 16/02/2021 Regulation (EU) 2021/337 of the European Parliament and of the Council of 16 February 2021 amending Regulation (EU) 2017/1129 as regards the EU Recovery prospectus and targeted adjustments for financial intermediaries and Directive 2004/109/EC as regards the use of the single electronic reporting format for annual financial reports, to support the recovery from the COVID-19 crisis(pdf - 584.35 KB) Files 2021-02-16_regulation_337_en.pdf (pdf - 584.35 KB) 16/12/2020 Commission delegated regulation (EU) 2021/528 of 16 December 2020 supplementing Regulation (EU) 2017/1129 of the European Parliament and of the Council as regards the minimum information content of the document to be published for a prospectus exemption in connection with a takeover by means of an exchange offer, a merger or a division(pdf - 695.48 KB) Files Commission delegated regulation (EU) 2021/528 of 16 December 2020 supplementing Regulation (EU) 2017/1129 of the European Parliament and of the Council as regards the minimum information content of the document to be published for a prospectus exemption in connection with a takeover by means of an exchange offer, a merger or a division (pdf - 695.48 KB) 14/03/2019 Commission Delegated Regulation (EU) 2019/980 of 14 March 2019 supplementing Regulation (EU) 2017/1129 of the European Parliament and of the Council as regards the format, content, scrutiny and approval of the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market, and repealing Commission Regulation (EC) No 809/2004(pdf - 1.48 MB) Files 14-03-2019_regulation_1129_en.pdf (pdf - 1.48 MB) 14/03/2019 Commission Delegated Regulation (EU) 2019/979 of 14 March 2019 supplementing Regulation (EU) 2017/1129 of the European Parliament and of the Council with regard to regulatory technical standards on key financial information in the summary of a prospectus, the publication and classification of prospectuses, advertisements for securities, supplements to a prospectus, and the notification portal, and repealing Commission Delegated Regulation (EU) No 382/2014 and Commission Delegated Regulation (EU) 2016/301(pdf - 415.46 KB) Files 14-03-2019_regulation_979_en.pdf (pdf - 415.46 KB) 14/06/2017 Regulation (EU) 2017/1129 of the European Parliament and of the Council of 14 June 2017 on the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market, and repealing Directive 2003/71/EC(pdf - 809.88 KB) Files regulation_2017_1129.pdf (pdf - 809.88 KB) (Coordinated version of 10/11/2021) Circulars, communications and handbook Communications 27/07/2023 FSMA_2023_18 Publication by ESMA of a statement relating to sustainability disclosures in prospectuses(pdf - 178.84 KB) Files Publication by ESMA of a statement relating to sustainability disclosures in prospectuses (pdf - 178.84 KB) Attachment(s) Public Statement: Sustainability disclosure in prospectuses (pdf - 229.84 KB) 29/03/2023 FSMA_2023_06 Classification of fractional investments as investment instruments(pdf - 504.63 KB) Files Classification of fractional investments as investment instruments (pdf - 504.63 KB) 22/11/2022 FSMA_2022_25 Classification of crypto-assets as securities, investment instruments or financial instruments(pdf - 666.83 KB) Files Classification of crypto-assets as securities, investment instruments or financial instruments (pdf - 666.83 KB) 01/04/2021 FSMA_2021_09 FAQs about advertisements for investment instruments when they are offered to the public, admitted to trading and distributed to retail clients(pdf - 220.28 KB) Files FAQs about advertisements for investment instruments when they are offered to the public, admitted to trading and distributed to retail clients (pdf - 220.28 KB) 09/07/2019 FSMA_2019_13 Procedure for the submission and handling of dossiers relating to public offers(pdf - 698.41 KB) Files fsma_2019_13_en.pdf (pdf - 698.41 KB) Attachment(s) Data to be reported for dossiers submitted to the FSMA pursuant to Article 20 of the Prospectus Regulation (xlsx - 60.79 KB) (update 29/03/2022) 20/07/2018 FSMA_2018_11 Procedures for filing the information note(pdf - 228.03 KB) Files fsma_2018_11_en.pdf (pdf - 228.03 KB) 20/12/2010 CBFA_2010_29 Public offers of corporate bonds (good practices)(pdf - 99.97 KB) Files cbfa_2010_29.pdf (pdf - 99.97 KB) 20/12/2010 CBFA_2010_28 Public offers and admission to trading of bonds on a regulated market and establishment of an accelerated procedure for approving prospectuses(pdf - 86.73 KB) Files cbfa_2010_28.pdf (pdf - 86.73 KB) ESMA Guidelines 01/04/2021 FSMA_2021_08 ESMA Guidelines on disclosure requirements under the Prospectus Regulation(pdf - 613.88 KB) Files fsma_2021_08_fr.pdf (pdf - 613.88 KB) Attachment(s) ESMA Guidelines on disclosure requirements under the Prospectus Regulation (pdf - 566.95 KB) Prospectuses Prospectuses approved by the FSMA from 1st March 2020 (Reporting system Prospectus Regulation 2017/1129) Links Prospectuses approved by the FSMA from 1st March 2020 (Reporting system Prospec… Prospectuses approved by the FSMA until 28 February 2021 (Reporting system Prospectus Directive 2003/71/EC) Links Prospectuses approved by the FSMA until 28 February 2021 (Reporting system Pros… Notifications received by the FSMA concerning prospectuses approved by foreign supervisory authorities from 1st December 2020 (Notification system Prospectus Regulation 2017/1129) Links Notifications received by the FSMA concerning prospectuses approved by foreign … Notifications received by the FSMA concerning prospectuses approved by foreign supervisory authorities until 30 November 2020 (Notification system Prospectus Directive 2003/71/EC) Links Notifications received by the FSMA concerning prospectuses approved by foreign … Information notes Information notes received by the FSMA Links Information notes received by the FSMA Register of eligible investors Application forms Register of legal persons registered as qualified investors and as institutional or professional investors(pdf - 378.94 KB) Files reg1_li_en.pdf (pdf - 378.94 KB)
