Professionals

Issues of securities

For the entire collection of documents relating to this supervisory area, please consult the French-Dutch site.
You can, however, consult a selection of documents in English:

Legislation
- Regulations
  
  14/03/2019
  Commission Delegated Regulation (EU) 2019/980 of 14 March 2019 supplementing Regulation (EU) 2017/1129 of the European Parliament and of the Council as regards the format, content, scrutiny and approval of the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market, and repealing Commission Regulation (EC) No 809/2004(1.48 MB)
  
  14/03/2019
  Commission Delegated Regulation (EU) 2019/979 of 14 March 2019 supplementing Regulation (EU) 2017/1129 of the European Parliament and of the Council with regard to regulatory technical standards on key financial information in the summary of a prospectus, the publication and classification of prospectuses, advertisements for securities, supplements to a prospectus, and the notification portal, and repealing Commission Delegated Regulation (EU) No 382/2014 and Commission Delegated Regulation (EU) 2016/301(415.46 KB)
  
  14/06/2017
  Regulation (EU) 2017/1129 of the European Parliament and of the Council of 14 June 2017 on the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market, and repealing Directive 2003/71/EC(679.06 KB)
  (Coordinated version of 31/12/2019)
Circulars and communications
- Communications
  
  09/07/2019
  FSMA_2019_13
  Procedure for the submission and handling of dossiers relating to public offers(718.86 KB)
  Data to be reported for dossiers submitted to the FSMA pursuant to Article 20 of the Prospectus Regulation(60.79 KB)
  (update 15/12/2020)
  
  20/07/2018
  FSMA_2018_11
  Procedures for filing the information note(228.03 KB)
  
  20/12/2010
  CBFA_2010_29
  Public offers of corporate bonds (good practices)(99.97 KB)
  
  20/12/2010
  CBFA_2010_28
  Public offers and admission to trading of bonds on a regulated market and establishment of an accelerated procedure for approving prospectuses(86.73 KB)
- ESMA Guidelines
  
  ESMA guidelines on risk factors under the prospectus regulation(227.52 KB)
Prospectuses

Prospectuses approved by the FSMA

Notifications received by the FSMA concerning prospectuses approved by foreign supervisory authorities until 30 November 2020 (Notification system Prospectus Directive 2003/71/EC)

Notifications received by the FSMA concerning prospectuses approved by foreign supervisory authorities from 1st December 2020 (Notification system Prospectus Regulation 2017/1129)
Informatienota's

Information notes received by the FSMA
Register of eligible investors

Register of legal persons registered as qualified investors and as institutional or professional investors(374.37 KB)

Crowdfunding Obligations in respect of advertising Consumer protection Opinions of the FSMA

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