Professionals

Issues of securities

For the entire collection of documents relating to this supervisory area, please consult the French-Dutch site.
You can, however, consult a selection of documents in English:

Legislation
- Regulations
  
  Commission Delegated Regulation (EU) 2019/980 of 14 March 2019 supplementing Regulation (EU) 2017/1129 of the European Parliament and of the Council as regards the format, content, scrutiny and approval of the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market, and repealing Commission Regulation (EC) No 809/2004(1.6 MB)
  
  Commission Delegated Regulation (EU) 2019/979 of 14 March 2019 supplementing Regulation (EU) 2017/1129 of the European Parliament and of the Council with regard to regulatory technical standards on key financial information in the summary of a prospectus, the publication and classification of prospectuses, advertisements for securities, supplements to a prospectus, and the notification portal, and repealing Commission Delegated Regulation (EU) No 382/2014 and Commission Delegated Regulation (EU) 2016/301(744.33 KB)
  
  Regulation (EU) 2017/1129 of the European Parliament and of the Council of 14 June 2017 on the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market, and repealing Directive 2003/71/EC(1.55 MB)
  
  Commission delegated Regulation (EU) 2016/301 of 30 November 2015 supplementing Directive 2003/71/EC of the European Parliament and of the Council with regard to regulatory technical standards for approval and publication of the prospectus and dissemination of advertisements and amending Commission Regulation (EC) No 809/2004(345.28 KB)
  
  Commission delegated regulation (EU) No 382/2014 of 7 March 2014 supplementing Directive 2003/71/EC of the European Parliament and of the Council with regard to regulatory technical standards for publication of supplements to the prospectus(328.79 KB)
  
  Commission Regulation (EC) No 809/2004 of 29 April 2004 implementing Directive 2003/71/EC of the European Parliament and of the Council as regards information contained in prospectuses as well as the format, incorporation by reference and publication of such prospectuses and dissemination of advertisements (consolidated version as it appears in the OJ L of 24 March 2016)(1.31 MB)
Circulars and communications
- Circulars
  
  11/12/2012
  FSMA_2012_20
  Procedure for the submission and handling of dossiers relating to public offers(394.83 KB)
- Communications
  
  09/07/2019
  FSMA_2019_13
  Procedure for the submission and handling of dossiers relating to public offers(785.44 KB)
  Data to be reported for dossiers submitted to the FSMA pursuant to Article 20 of the Prospectus Regulation(18.5 KB)
  
  20/07/2018
  FSMA_2018_11
  Procedures for filing the information note(228.03 KB)
  
  20/12/2010
  CBFA_2010_29
  Public offers of corporate bonds (good practices)(99.97 KB)
  
  20/12/2010
  CBFA_2010_28
  Public offers and admission to trading of bonds on a regulated market and establishment of an accelerated procedure for approving prospectuses(86.73 KB)
Prospectuses

Prospectuses approved by the FSMA

Notifications received by the FSMA concerning prospectuses approved by foreign supervisory authorities
Informatienota's

Information notes received by the FSMA
Register of eligible investors

Register of legal persons registered as qualified investors and as institutional or professional investors(112.56 KB)

Obligations in respect of advertising

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