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Legislation Laws 02/08/2002 Law of 2 August 2002 on the supervision of the financial sector and on financial services(pdf - 451.34 KB) Files law_02-08-2002.pdf (pdf - 451.34 KB) (Unofficial consolidated version: 07/2013) Circulars and communications Circulars 18/11/2009 CBFA_2009_32 Circular to financial institutions on acquisitions, increases, reductions and disposals of qualifying holdings(pdf - 49.75 KB) Files cbfa_2009_32.pdf (pdf - 49.75 KB) Attachment(s) Annex: - Change in the capital and its composition - Occasional statement (docx - 127.98 KB) Annex: - Change in the capital and its composition - Occasional statement (pdf - 31.9 KB) The capital and its composition - Annual statement (docx - 128.86 KB) The capital and its composition - Annual statement (pdf - 34.69 KB) 07/04/2009 CBFA_2009_17 Financial services via the Internet: Prudential requirements(pdf - 71.88 KB) Files cbfa_2009_17.pdf (pdf - 71.88 KB) Attachment(s) Sound practices for managing Internet security risks (pdf - 63.06 KB) 30/03/2007 PPB-2007-6-CPB-CPA CBFA's prudential expectations on financial institutions' sound governance(pdf - 169.11 KB) Files ppb_2007_6_cpb_cpa.pdf (pdf - 169.11 KB) Communications 21/02/2019 FSMA_2019_07 Provision or supply of investment services and/or activities in Belgium on a cross-border basis by foreign investment firms(pdf - 524.64 KB) Files fsma_2019_07_en.pdf (pdf - 524.64 KB) Attachment(s) Provision or supply of investment services and/or activities in Belgium on a cross-border basis by foreign investment firms. Articles 12 and 14 of the Belgian Law of 25 October 2016 (docx - 61.78 KB) Provision or supply of investment services and/or activities in Belgium on a cross-border basis by foreign investment firms. Articles 12 and 14 of the Belgian Law of 25 October 2016 (pdf - 431.05 KB) 21/02/2019 FSMA_2019_06 Provision of investment services and performance of investment activity in Belgium by companies governed by the law of the United Kingdom after entry into force of Brexit(pdf - 375.3 KB) Files fsma_2019_06_en.pdf (pdf - 375.3 KB) 19/06/2018 FSMA_2018_08 Provision or supply of investment services and/or activities on a cross-border basis by portfolio management and investment advice companies governed by Belgian law(pdf - 480.55 KB) Files fsma_2018_08_en.pdf (pdf - 480.55 KB) Attachment(s) Provision of investment services and activities passport notification - Article 34 of Directive 2014/65/UE (docx - 69.76 KB) Provision of investment services and activities passport notification - Article 34 of Directive 2014/65/UE (pdf - 523.6 KB) Branch passport notification - Article 35 of Directive 2014/65/UE (docx - 69.03 KB) Branch passport notification - Article 35 of Directive 2014/65/UE (pdf - 423.73 KB) Tied agent passport notification - Article 35 of Directive 2014/65/UE (docx - 67.04 KB) Tied agent passport notification - Article 35 of Directive 2014/65/UE (pdf - 497 KB) Termination of the operation of a branch or the use of a tied agent established in another Member State – Article 35 of Directive 2014/65/EU (docx - 57.79 KB) Termination of the operation of a branch or the use of a tied agent established in another Member State – Article 35 of Directive 2014/65/EU (pdf - 299.99 KB) 29/09/2017 FSMA_2017_18 Communication to persons intending to acquire, increase, reduce or dispose of a qualifying holding in the capital of financial institutions(pdf - 508.43 KB) Files fsma_2017_18_en.pdf (pdf - 508.43 KB) Attachment(s) Form A / Statement by natural persons of acquisitions or increases in qualifying holdings (docx - 102.1 KB) Form A / Statement by natural persons of acquisitions or increases in qualifying holdings (pdf - 679.27 KB) Form B / Statement by legal persons of acquisitions or increases in qualifying holdings (docx - 105.31 KB) Form B / Statement by legal persons of acquisitions or increases in qualifying holdings (pdf - 694.36 KB) Form C / Statement by trusts or similar legal constructions of acquisitions or increases in qualifying holdings in the capital of financial institutions (docx - 104.1 KB) Form C / Statement by trusts or similar legal constructions of acquisitions or increases in qualifying holdings in the capital of financial institutions (pdf - 700.95 KB) Form Cbis / Individual statement supplementary to the statement referred to in Form C (docx - 61.29 KB) Form Cbis / Individual statement supplementary to the statement referred to in Form C (pdf - 264.58 KB) Form D / Statement relating to a disposal or reduction of a qualifying holding (docx - 87.29 KB) Form D / Statement relating to a disposal or reduction of a qualifying holding (pdf - 603.35 KB) Form E / Statement relating to acquisitions, increases or disposals of securities or units whereby the threshold of 5% of voting rights or capital is crossed (docx - 72.1 KB) Form E / Statement relating to acquisitions, increases or disposals of securities or units whereby the threshold of 5% of voting rights or capital is crossed (pdf - 452.77 KB) Joint guidelines of the ESAs (EBA, EIOPA and ESMA) on the prudential evaluation of acquisitions and increases in qualifying holdings in financial sector entities published on 5 May 2017 (pdf - 583.87 KB) ESMA Guidelines 05/08/2019 FSMA_2019_17 Application of points 6 and 7 of Section C of Annex 1 of MiFID II: implementation by the FSMA(pdf - 39.56 KB) Files fsma_2019_17_en_0.pdf (pdf - 39.56 KB) Attachment(s) Guidelines On the application of C6 and C7 of Annex 1 of MiFID II (pdf - 228.17 KB)
