Legislation
Laws
Law of 2 August 2002 on the supervision of the financial sector and on financial services(451.34 KB)(Unofficial consolidated version: 07/2013)
Circulars and communications
Circulars
18/11/2009CBFA_2009_3230/03/2007PPB-2007-6-CPB-CPACirculars - Conduct of business rules
07/04/2009CBFA_2009_17Communications
21/02/2019FSMA_2019_07
Provision or supply of investment services and/or activities in Belgium on a cross-border basis by foreign investment firms. Articles 12 and 14 of the Belgian Law of 25 October 2016(61.78 KB) Provision or supply of investment services and/or activities in Belgium on a cross-border basis by foreign investment firms. Articles 12 and 14 of the Belgian Law of 25 October 2016(431.05 KB)21/02/2019FSMA_2019_0619/06/2018FSMA_2018_08 Provision of investment services and activities passport notification - Article 34 of Directive 2014/65/UE(69.76 KB) Provision of investment services and activities passport notification - Article 34 of Directive 2014/65/UE(523.6 KB) Branch passport notification - Article 35 of Directive 2014/65/UE(69.03 KB) Branch passport notification - Article 35 of Directive 2014/65/UE(423.73 KB) Tied agent passport notification - Article 35 of Directive 2014/65/UE(67.04 KB) Tied agent passport notification - Article 35 of Directive 2014/65/UE(497 KB) Termination of the operation of a branch or the use of a tied agent established in another Member State – Article 35 of Directive 2014/65/EU(57.79 KB) Termination of the operation of a branch or the use of a tied agent established in another Member State – Article 35 of Directive 2014/65/EU(299.99 KB)29/09/2017FSMA_2017_18 Form A / Statement by natural persons of acquisitions or increases in qualifying holdings(102.1 KB) Form A / Statement by natural persons of acquisitions or increases in qualifying holdings(679.27 KB) Form B / Statement by legal persons of acquisitions or increases in qualifying holdings(105.31 KB) Form B / Statement by legal persons of acquisitions or increases in qualifying holdings(694.36 KB) Form C / Statement by trusts or similar legal constructions of acquisitions or increases in qualifying holdings in the capital of financial institutions(104.1 KB) Form C / Statement by trusts or similar legal constructions of acquisitions or increases in qualifying holdings in the capital of financial institutions(700.95 KB) Form Cbis / Individual statement supplementary to the statement referred to in Form C(61.29 KB) Form Cbis / Individual statement supplementary to the statement referred to in Form C(264.58 KB) Form D / Statement relating to a disposal or reduction of a qualifying holding(87.29 KB) Form D / Statement relating to a disposal or reduction of a qualifying holding(603.35 KB) Form E / Statement relating to acquisitions, increases or disposals of securities or units whereby the threshold of 5% of voting rights or capital is crossed(72.1 KB) Form E / Statement relating to acquisitions, increases or disposals of securities or units whereby the threshold of 5% of voting rights or capital is crossed(452.77 KB) Joint guidelines of the ESAs (EBA, EIOPA and ESMA) on the prudential evaluation of acquisitions and increases in qualifying holdings in financial sector entities published on 5 May 2017(583.87 KB)28/06/2017FSMA_2017_10 Fit and proper questionnaires for directors, senior managers and key independent function holders(416.22 KB) Fit and proper questionnaire for an initial appointment(472.25 KB) Fit and proper questionnaire for an initial appointment(92.97 KB) Fit and proper questionnaire for a reappointment(385.31 KB) Fit and proper questionnaire for a reappointment(73.29 KB) Questionnaire on the collective fitness and propriety of the members of the statutory governing body and of senior manager(319 KB) Questionnaire on the collective fitness and propriety of the members of the statutory governing body and of senior manager(70.13 KB)
Professionals